Cannabis Senior Compliance Analyst Jobs
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Here are 2 cannabis jobs mentioning "senior compliance analyst" in May 2024, at companies like First Citizens Bank, and Docklight Brands, including positions such as Senior Compliance Analyst - CRB/SDD, and Senior Compliance Analyst.
More than 30+ days
Overview:
- This position provides complex support for compliance efforts through analysis, reporting, and risk identification for the Bank’s AML Compliance Customer Due Diligence program (CDD/EDD) specializing in Cannabis Related Businesses (CRB) and Special Due Diligence reviews. Leads the investigation and resolution of discrepancies or suspicious activity identified in transactions, loans, or other business activities. Maintains an expert knowledge of Bank operations, systems, and regulations in order to identify risks. Recommends and implements process or system enhancements that improve internal controls. Reports on analysis results and operational performance to assist management with strategic enhancements. Facilitates the security and integrity of Bank activities by ensuring compliance with all applicable rules, regulations, and standards. Provides a leadership role for less experienced analysts in the work group and leads special projects.
- Business Support - Provides leadership and oversight of daily workload for the work group. Serves as first resource and point of escalation for regulatory exams, audits, risk assessments, and other related projects. Identifies and recommends process improvements. May perform system testing or maintenance.
- Compliance Review - Leads the research and investigation of unusual activity or flagged documentation, processes, and transactions through initial and ongoing customer due diligence reviews for Cannabis Related Businesses and Special Due Diligence Reviews. Ensure compliance with applicable federal and state laws, regulations, policies, and procedures. Resolves issues, clears exceptions, or escalates as appropriate.
- Data Analysis - Sources, validates, and interprets data. Analyzes data for discrepancies and risks, effectively communicates analysis output. May assist with larger data management efforts.
- Compliance Expertise - Maintains knowledge of AML and CRB laws, regulations, procedures, and policies that affect the assigned business area through ongoing research and industry involvement. Acts as a resource to less experienced associates, providing training and expertise for complex issues. May participate in industry events, form partnerships with other professionals, or seek additional training to remain current on evolving issues. May update policies and procedures as appropriate.
- Documentation - Compiles all relevant business, process, or user information prior to compliance reviews. Ensures the accuracy, compliance, and completeness of required documentation. Maintains and updates files for the business unit. Produces reports for management on risks, trends, exceptions, and areas of improvement.
Bachelor's Degree and 4 years of experience in Analytics, Financial Compliance/Regulatory environment OR High School Diploma or GED and 8 years of experience in Analytics, Financial Compliance/Regulatory environment focusing on AML compliance.
Professional Anti-Money Laundering Certification preferred.
Apply for this job with First Citizens Bank
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Senior Compliance Analyst
Seattle, WA
THE FUTURE OF CANNABIS and CANNABINOIDS IS GLOBAL. COME JOIN US.
Docklight Brands is a pioneering consumer brand company crafting the future of the rapidly-emerging, legal cannabis and cannabinoid industries. Docklight’s focus is on building lasting cannabis and hemp-derived brands that consumers crave, with a portfolio of brands including Marley Natural, The Goodship, Irisa, Barely Regal, Hearsay, and Almost Cheating. Docklight uses its deep understanding of consumer needs states and category trends to create brands that resonate with consumers and are among the bestselling cannabis and hemp-derived brands on the market.
Docklight was founded by Privateer Holdings, Inc., a Seattle-based private equity firm that invests exclusively in the emerging legal cannabis and cannabinoid industry. We are building a portfolio of global brands that consumers love, in order to lead, legitimize, and define the future of cannabis. We need bold leaders to join us. As the global industry evolves cannabis brands will play a key role in the growth of consumer adoption — you can help build these brands one state and one country at a time.
At Docklight you’ll have the freedom to flex your intellect and creativity. You’ll apply your skills, experience, and entrepreneurial spirit to a wide variety of projects on a global scale. You’ll move fast, think on your feet and never be bored. This is a new frontier. It’s fast-paced and complex, but deeply rewarding for those up to the challenge.
Salaries and benefit packages are very competitive. The office and its unparalleled lake view are among the best in Seattle. You’ll be appreciated and welcomed as part of our team. This is your chance to make a lasting impact on the rapidly developing cannabis industry. Are you ready?
What You Will Be Doing:
Docklight is seeking a motivated, dynamic and team-oriented compliance professional to join a growing legal & compliance team supporting a global business. The Senior Compliance Analyst position will help develop and implement first-in-class programs for Regulatory Compliance and QA/QC that ensure Docklight products meet the highest quality standards and consumer demand. This position will be based in our Seattle office, and will report to the Director of Regulatory Compliance. Candidates must have excellent business judgment and the ability to work both independently, as well as collaboratively, in a collegial, fast-paced team environment.
Key Responsibilities
Qualifications
Please note, only those applicants under consideration will be contacted. Please accept our utmost appreciation for your interest. Docklight is committed to maintaining a diverse work environment and is proud to be an equal opportunity employer. All qualified applicants, regardless of race, color, religion, gender, gender identity or expression, sexual orientation, national origin, genetics, disability, age, or veteran status will receive consideration for employment. If you have any accessibility requirements or concerns regarding the hiring process or employment with us, please notify us so we can provide suitable accommodation.
Please, no phone calls/no recruiting agencies.
The job description is representative of typical duties and responsibilities for the position and is not all-inclusive. Other duties and responsibilities may be assigned in accordance with business needs. We are proud to be an equal opportunity employer. A background check will be conducted after a conditional offer of employment is extended.
Seattle, WA
THE FUTURE OF CANNABIS and CANNABINOIDS IS GLOBAL. COME JOIN US.
Docklight Brands is a pioneering consumer brand company crafting the future of the rapidly-emerging, legal cannabis and cannabinoid industries. Docklight’s focus is on building lasting cannabis and hemp-derived brands that consumers crave, with a portfolio of brands including Marley Natural, The Goodship, Irisa, Barely Regal, Hearsay, and Almost Cheating. Docklight uses its deep understanding of consumer needs states and category trends to create brands that resonate with consumers and are among the bestselling cannabis and hemp-derived brands on the market.
Docklight was founded by Privateer Holdings, Inc., a Seattle-based private equity firm that invests exclusively in the emerging legal cannabis and cannabinoid industry. We are building a portfolio of global brands that consumers love, in order to lead, legitimize, and define the future of cannabis. We need bold leaders to join us. As the global industry evolves cannabis brands will play a key role in the growth of consumer adoption — you can help build these brands one state and one country at a time.
At Docklight you’ll have the freedom to flex your intellect and creativity. You’ll apply your skills, experience, and entrepreneurial spirit to a wide variety of projects on a global scale. You’ll move fast, think on your feet and never be bored. This is a new frontier. It’s fast-paced and complex, but deeply rewarding for those up to the challenge.
Salaries and benefit packages are very competitive. The office and its unparalleled lake view are among the best in Seattle. You’ll be appreciated and welcomed as part of our team. This is your chance to make a lasting impact on the rapidly developing cannabis industry. Are you ready?
What You Will Be Doing:
Docklight is seeking a motivated, dynamic and team-oriented compliance professional to join a growing legal & compliance team supporting a global business. The Senior Compliance Analyst position will help develop and implement first-in-class programs for Regulatory Compliance and QA/QC that ensure Docklight products meet the highest quality standards and consumer demand. This position will be based in our Seattle office, and will report to the Director of Regulatory Compliance. Candidates must have excellent business judgment and the ability to work both independently, as well as collaboratively, in a collegial, fast-paced team environment.
Key Responsibilities
- Curate and maintain organized documentation for product master records and batch records, specifications, and sampling results.
- Perform site inspections and audits at active or potential contract manufacturers and ingredient providers.
- Assist in development of internal processes and program materials supporting Regulatory Compliance, Quality Control, and Quality Assurance practices.
- Review unique state requirements for sale of cannabis-derived products and assist in development and implementation of systems to support state-by-state compliance.
- Complete packaging, label, and claims reviews/approvals for FDA, FTC and USDA regulated products.
- Clearly and efficiently analyze issues and communicate options in the face of ambiguity.
- Prepare and deliver relevant training to internal clients.
Qualifications
- 3-5 years of regulatory compliance or similar experience.
- 3-5 years of auditing and/or leading continuous improvement of internal compliance programs and supplier, contract manufacturer and vendor quality assurance systems.
- Excellent organizational skills, ability to manage multiple projects at once, follow through and meet deadlines.
- Excellent business judgment and the ability to work both independently, as well as collaboratively, in a collegial, fast-paced team environment.
- Ability to digest new information quickly and react positively to new and challenging opportunities.
- Ability to communicate effectively with internal peers and outside parties.
- Ability to travel up to 25%.
- Must be able to relocate to the Greater Seattle, WA area.
Please note, only those applicants under consideration will be contacted. Please accept our utmost appreciation for your interest. Docklight is committed to maintaining a diverse work environment and is proud to be an equal opportunity employer. All qualified applicants, regardless of race, color, religion, gender, gender identity or expression, sexual orientation, national origin, genetics, disability, age, or veteran status will receive consideration for employment. If you have any accessibility requirements or concerns regarding the hiring process or employment with us, please notify us so we can provide suitable accommodation.
Please, no phone calls/no recruiting agencies.
The job description is representative of typical duties and responsibilities for the position and is not all-inclusive. Other duties and responsibilities may be assigned in accordance with business needs. We are proud to be an equal opportunity employer. A background check will be conducted after a conditional offer of employment is extended.
Apply for this job with Docklight Brands
Apply now →
By clicking the "Apply now" button, you'll be leaving Fazow and going to an external job application page for this company.
Please research all companies before applying. When applying for jobs, you should NOT have to pay to apply.
Fazow accepts no liability or responsibility as a consequence of any reliance upon information on external sites or in jobs listed on fazow.com.