We know of 6 jobs at BNY Mellon as of April 2024, including roles such as Principal, Full-Stack Developer, Sr Group Mgr, AML/KYC Policies, Procedures and Program Execution, Group Manager- AML/KYC Policies, Procedures and Program Execution, and Specialist, Reg Analysis & Report.
More than 30+ days
BNY Mellon empowers individuals and institutions to succeed in the global economy providing investment management, investment services and wealth management. BNY Mellon is the corporate brand of The Bank of New York Mellon Corporation (NYSE: BK). With a dedicated business presence on six continents and in 35 countries, BNY Mellon delivers global scale at the local level.
Organizational Overview:
Shared Services Technology (SST) delivers innovative, best in class shared solutions to BNY Mellon’s clients and businesses. Our platforms, frameworks, and operational business services accelerate delivery and elevate the Bank’s business capabilities. Shared services are usable by everyone and offer economy, simplicity, and consistency across the enterprise.
We trust in core values of focus, autonomy, connectedness, and diversity to guide how we approach our work and treat our clients. We further believe that adhering to our principles of empathy, efficiency, resiliency, and ubiquity help us solve problems for our clients.
You'll be working on our Enterprise Cannabis Oversight Office Application. It's a solution to solve and support activities required to ensure proper oversight of Global AML/KYC policy and manual Appendix X and related jurisdictional policies surrounding cannabis-related businesses/individuals (CRB/Is). The solution provides a robust and controlled approach 1) to maintaining the firm’s CRB/I inventory; 2) tracking CRB/I research requests and status; 3) receiving, storing, and analyzing LOB transaction and holdings data as it relates to CRB/Is; 4) creating automated reporting; and 5) supporting other administrative and workflow needs.
Requirements:
- Java Back-end development using SpringBoot
- Writing jUnit test cases & automated test cases
- Sonar Code coverage & Veracode code security fixes
- GITLAB for code management & CI/CD pipeline for deployment
- Working with Pod to deliver assigned stories on B-weekly basis
- Angular UI for front-end development.
Employer Description:
For over 230 years, the people of BNY Mellon have been at the forefront of finance, expanding the financial markets while supporting investors throughout the investment lifecycle. BNY Mellon can act as a single point of contact for clients looking to create, trade, hold, manage, service, distribute or restructure investments and safeguards nearly one-fifth of the world's financial assets. BNY Mellon remains one of the safest, most trusted and admired companies. Every day our employees make their mark by helping clients better manage and service their financial assets around the world. Whether providing financial services for institutions, corporations or individual investors, clients count on the people of BNY Mellon across time zones and in 35 countries and more than 100 markets. It's the collective ambition, innovative thinking and exceptionally focused client service paired with a commitment to doing what is right that continues to set us apart. Make your mark: bnymellon.com/careers.
EEO Statement:
BNY Mellon is an Equal Employment Opportunity/Affirmative Action Employer. Minorities/Females/Individuals With Disabilities/Protected Veterans. Our ambition is to build the best global team – one that is representative and inclusive of the diverse talent, clients and communities we work with and serve – and to empower our team to do their best work. We support wellbeing and a balanced life, and offer a range of family-friendly, inclusive employment policies and employee forums.
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BNY Mellon empowers individuals and institutions to succeed in the global economy providing investment management, investment services and wealth management. BNY Mellon is the corporate brand of The Bank of New York Mellon Corporation (NYSE: BK). With a dedicated business presence on six continents and in 35 countries, BNY Mellon delivers global scale at the local level.
Organizational Overview:
Shared Services Technology (SST) delivers innovative, best in class shared solutions to BNY Mellon’s clients and businesses. Our platforms, frameworks, and operational business services accelerate delivery and elevate the Bank’s business capabilities. Shared services are usable by everyone and offer economy, simplicity, and consistency across the enterprise.
We trust in core values of focus, autonomy, connectedness, and diversity to guide how we approach our work and treat our clients. We further believe that adhering to our principles of empathy, efficiency, resiliency, and ubiquity help us solve problems for our clients.
You'll be working on our Enterprise Cannabis Oversight Office Application. It's a solution to solve and support activities required to ensure proper oversight of Global AML/KYC policy and manual Appendix X and related jurisdictional policies surrounding cannabis-related businesses/individuals (CRB/Is). The solution provides a robust and controlled approach 1) to maintaining the firm’s CRB/I inventory; 2) tracking CRB/I research requests and status; 3) receiving, storing, and analyzing LOB transaction and holdings data as it relates to CRB/Is; 4) creating automated reporting; and 5) supporting other administrative and workflow needs.
Requirements:
- Java Back-end development using SpringBoot
- Writing jUnit test cases & automated test cases
- Sonar Code coverage & Veracode code security fixes
- GITLAB for code management & CI/CD pipeline for deployment
- Working with Pod to deliver assigned stories on B-weekly basis
- Angular UI for front-end development.
Employer Description:
For over 230 years, the people of BNY Mellon have been at the forefront of finance, expanding the financial markets while supporting investors throughout the investment lifecycle. BNY Mellon can act as a single point of contact for clients looking to create, trade, hold, manage, service, distribute or restructure investments and safeguards nearly one-fifth of the world's financial assets. BNY Mellon remains one of the safest, most trusted and admired companies. Every day our employees make their mark by helping clients better manage and service their financial assets around the world. Whether providing financial services for institutions, corporations or individual investors, clients count on the people of BNY Mellon across time zones and in 35 countries and more than 100 markets. It's the collective ambition, innovative thinking and exceptionally focused client service paired with a commitment to doing what is right that continues to set us apart. Make your mark: bnymellon.com/careers.
EEO Statement:
BNY Mellon is an Equal Employment Opportunity/Affirmative Action Employer. Minorities/Females/Individuals With Disabilities/Protected Veterans. Our ambition is to build the best global team – one that is representative and inclusive of the diverse talent, clients and communities we work with and serve – and to empower our team to do their best work. We support wellbeing and a balanced life, and offer a range of family-friendly, inclusive employment policies and employee forums.
Apply for this job with BNY Mellon
Apply now →
By clicking the "Apply now" button, you'll be leaving Fazow and going to an external job application page for this company.
Please research all companies before applying. When applying for jobs, you should NOT have to pay to apply.
Fazow accepts no liability or responsibility as a consequence of any reliance upon information on external sites or in jobs listed on fazow.com.
Group Manager- AML/KYC Policies, Procedures and Program Execution
BNY Mellon
AML/KYC Policies, Procedures and Program Execution – The Enterprise Utilities KYC Policy Interpretation and Implementation Team (the Team) is responsible for managing the implementation and ongoing maintenance of the global execution program for BNYM’s KYC Policy by the Center of Excellence (COE), including oversight of BNYM’s enterprise-wide regulatory and business-as-usual (BAU) program enhancement plans and initiatives, collaborating with Compliance to develop, document and deliver KYC guidance, and oversight of the effectiveness of change management controls impacting timely and comprehensive program execution. The Team is looking for an independent and self-motivated individual to fulfil the following responsibilities:
Serve as a primary KYC subject-matter expert (SME), including, but not limited to: AML name screening, customer and enhanced due diligence (CDD and EDD), politically-exposed person (PEP) risk, and specialized due diligence programs (e.g., cannabis, virtual currency, cash-intensive businesses)
Assist manager in overseeing BNYM’s enterprise-wide KYC program enhancement plans and initiatives, including providing KYC policy and risk management subject-matter expertise, oversight and assistance to various teams involved with delivery of plan objectives
Responsible for oversight, implementation, and facilitation of change management control processes for KYC policy and requirement changes, including local regulatory requirements, impacting operations and the delivery of compliant KYC profiles
Collaborate with Compliance, the LOBs, and other Operations areas (e.g., AML name screening) on the development and implementation of risk-based KYC requirements, including interpretation and implementation of local regulatory requirements, frequently asked questions (FAQs) and other guidance
Document and deliver KYC policy and risk mitigation guidance to multiple teams of staff involved in preparing and reviewing client profiles, including assessing risks and events to determine impact on clients’ risk level
Serves as the escalation point for high risk and complex KYC policy issues regarding client profiles, keeping leadership apprised of potential areas of concern and opportunities for program enhancement
Assist in preparation and delivery of regulatory materials, correspondence, and meeting materials
Collaborate with internal stakeholders from other functions to help coordinate KYC Policy and procedures implementation as a part of the overall compliance strategy. Leverage feedback to determine whether trainings address department findings and organizational need, and provide insight around the development of trainings
Recruit, direct, motivate and develop staff, maximizing their individual contribution, their professional growth, and their ability to function effectively with their colleagues as a team. Responsible for achievement of function goals
Assist manager in appropriate allocation of financial resources of the team (budgets, expenses, etc.) to facilitate program objectives
Bachelors’ degree or the equivalent combination of education and experience is required. 7-10 years of total work experience, including 4-5 years of AML KYC experience and 1-3 years management experience preferred. Experience in policy or law is preferred. Applicable local/regional licenses or certifications as required by the business.
BNY Mellon is an Equal Employment Opportunity/Affirmative Action Employer. Minorities/Females/Individuals with Disabilities/Protected Veterans. Our ambition is to build the best global team – one that is representative and inclusive of the diverse talent, clients and communities we work with and serve – and to empower our team to do their best work. We support wellbeing and a balanced life, and offer a range of family-friendly, inclusive employment policies and employee forums.
Apply for this job with BNY Mellon
Apply now →
By clicking the "Apply now" button, you'll be leaving Fazow and going to an external job application page for this company.
Please research all companies before applying. When applying for jobs, you should NOT have to pay to apply.
Fazow accepts no liability or responsibility as a consequence of any reliance upon information on external sites or in jobs listed on fazow.com.
Sr Group Mgr, AML/KYC Policies, Procedures and Program Execution
BNY Mellon
AML/KYC Policies, Procedures and Program Execution – The Enterprise Utilities KYC Policy Interpretation and Implementation Team (the Team) is responsible for managing the implementation and ongoing maintenance of the global execution program for BNYM’s KYC Policy by the Center of Excellence (COE), including oversight of BNYM’s enterprise-wide regulatory and business-as-usual (BAU) program enhancement plans and initiatives, collaborating with Compliance to develop, document and deliver KYC guidance, and oversight of the effectiveness of change management controls impacting timely and comprehensive program execution. The Team is looking for an independent and self-motivated individual to fulfil the following responsibilities:
Serve as a primary KYC subject-matter expert (SME), including, but not limited to: AML name screening, customer and enhanced due diligence (CDD and EDD), politically-exposed person (PEP) risk, product and deal due diligence, and specialized due diligence programs (e.g., cannabis, virtual currency, cash-intensive businesses)
Oversee BNYM’s enterprise-wide KYC program enhancement plans and initiatives, including providing KYC policy and risk management subject-matter expertise, oversight and assistance to various teams involved with delivery of plan objectives
Responsible for oversight, implementation and facilitation of change management control processes for KYC policy and requirement changes, including local regulatory requirements, impacting operations and the delivery of compliant KYC profiles
Responsible for regulatory risk strategy, including preparation and delivery of regulatory materials, correspondence and meeting materials
Collaborate with Compliance, the LOBs, and other Operations areas (e.g., AML name screening) on the development and implementation of risk-based KYC requirements, including interpretation and implementation of local regulatory requirements, frequently asked questions (FAQs) and other guidance
Serve as the escalation point for high risk and complex KYC policy issues regarding client profiles, keeping leadership apprised of potential areas of concern and opportunities for program enhancement
Recruit, direct, motivate and develop staff, maximizing their individual contribution, their professional growth and their ability to function effectively with their colleagues as a team. Responsible for achievement of function goals
Assist manager in appropriate allocation of financial resources of the team (budgets, expenses, etc.) to facilitate program objectives
Bachelors’ degree is required. 7-10 years of total work experience is required, including 4-5 years of AML experience. Experience in policy or law is preferred. Applicable local/regional licenses or certifications as required by the business.
BNY Mellon is an Equal Employment Opportunity/Affirmative Action Employer. Minorities/Females/Individuals with Disabilities/Protected Veterans. Our ambition is to build the best global team – one that is representative and inclusive of the diverse talent, clients and communities we work with and serve – and to empower our team to do their best work. We support wellbeing and a balanced life, and offer a range of family-friendly, inclusive employment policies and employee forums.
Apply for this job with BNY Mellon
Apply now →
By clicking the "Apply now" button, you'll be leaving Fazow and going to an external job application page for this company.
Please research all companies before applying. When applying for jobs, you should NOT have to pay to apply.
Fazow accepts no liability or responsibility as a consequence of any reliance upon information on external sites or in jobs listed on fazow.com.
Sr Group Mgr, AML/KYC Policies, Procedures and Program Execution
BNY Mellon
AML/KYC Policies, Procedures and Program Execution – The Enterprise Utilities KYC Policy Interpretation and Implementation Team (the Team) is responsible for managing the implementation and ongoing maintenance of the global execution program for BNYM’s KYC Policy by the Center of Excellence (COE), including oversight of BNYM’s enterprise-wide regulatory and business-as-usual (BAU) program enhancement plans and initiatives, collaborating with Compliance to develop, document and deliver KYC guidance, and oversight of the effectiveness of change management controls impacting timely and comprehensive program execution. The Team is looking for an independent and self-motivated individual to fulfil the following responsibilities:
- Serve as a primary KYC subject-matter expert (SME), including, but not limited to: AML name screening, customer and enhanced due diligence (CDD and EDD), politically-exposed person (PEP) risk, product and deal due diligence, and specialized due diligence programs (e.g., cannabis, virtual currency, cash-intensive businesses)
- Oversee BNYM’s enterprise-wide KYC program enhancement plans and initiatives, including providing KYC policy and risk management subject-matter expertise, oversight and assistance to various teams involved with delivery of plan objectives
- Responsible for oversight, implementation and facilitation of change management control processes for KYC policy and requirement changes, including local regulatory requirements, impacting operations and the delivery of compliant KYC profiles
- Responsible for regulatory risk strategy, including preparation and delivery of regulatory materials, correspondence and meeting materials
- Collaborate with Compliance, the LOBs, and other Operations areas (e.g., AML name screening) on the development and implementation of risk-based KYC requirements, including interpretation and implementation of local regulatory requirements, frequently asked questions (FAQs) and other guidance
- Serve as the escalation point for high risk and complex KYC policy issues regarding client profiles, keeping leadership apprised of potential areas of concern and opportunities for program enhancement
- Recruit, direct, motivate and develop staff, maximizing their individual contribution, their professional growth and their ability to function effectively with their colleagues as a team. Responsible for achievement of function goals
- Assist manager in appropriate allocation of financial resources of the team (budgets, expenses, etc.) to facilitate program objectives
Bachelors’ degree is required. 7-10 years of total work experience is required, including 4-5 years of AML experience. Experience in policy or law is preferred. Applicable local/regional licenses or certifications as required by the business.
BNY Mellon is an Equal Employment Opportunity/Affirmative Action Employer. Minorities/Females/Individuals with Disabilities/Protected Veterans. Our ambition is to build the best global team – one that is representative and inclusive of the diverse talent, clients and communities we work with and serve – and to empower our team to do their best work. We support wellbeing and a balanced life, and offer a range of family-friendly, inclusive employment policies and employee forums.
Apply for this job with BNY Mellon
Apply now →
By clicking the "Apply now" button, you'll be leaving Fazow and going to an external job application page for this company.
Please research all companies before applying. When applying for jobs, you should NOT have to pay to apply.
Fazow accepts no liability or responsibility as a consequence of any reliance upon information on external sites or in jobs listed on fazow.com.
This role will be part of the Compliance and Regulatory Services department, with a focus on the Enterprise Cannabis Oversight Office/Low Priced Securities team. The candidate may also support a variety of tasks supporting Reg R, Reg W, and Service Contract Act requirements.
Regulatory Analysis and Reporting - IC3. Responsible for ensuring proper risk culture and control environments are set and followed and that documentation submitted to regulators is accurate and meets regulatory requirements Develops and implements the policies, procedures and controls that maintain the accuracy of data being reported. Develops plans and programs that help automate the regulatory reporting process and limit control gaps. Communicates the importance of maintaining the appropriate risk culture in communication with staff and management throughout the organization. Ensures consistency with regulatory requirements throughout the reporting process. Engages in analysis of data in reporting systems to identify control gaps and develop the necessary programs to address them. May enlist the support of more junior team members. Has a deep understanding of the processes and products within the relevant systems from which regulatory reports are created. Leads complex projects in support of new or evolving processes / products or for initiatives with cross-functional or enterprise-wide impact. Develops the validation processes for data, including assessment and monitoring of data quality issues. Oversees data cleansing / remediation activities. Reviews accuracy of reports and calculations performed by more junior team members. Prepares ad-hoc reports and delivers results to management and/or other leaders. Translates complex technical concepts and analyses to non-technical audiences. Accountable for the attestation process. Independently signs-off on the integrity of the data delivered. Interfaces and builds relationships with function managers to ensure their compliance with regulatory reporting principles. Manages long-standing strategic relationships with a wide range of stakeholders that represent multiple business units. Works with stakeholders to ensure their understanding of and support for regulatory reporting goals and compliance with regulatory reporting implementation. No direct reports. Provides guidance to more junior team members as needed. Contributes to the achievement of team objectives.
The candidate should be knowledgeable on the financial services and possess a firm understanding of a well-controlled operational environment. The incumbent will also be responsible for the following (non-exhaustive): complete independent research regarding public and private company details to assist in determining permissibility per global and jurisdictional policy, conduct QA over peer and junior team member research work, complete standard and ad hoc reporting deliverables (data manipulation, analysis, summarization), draft disposition recommendations, create and maintain desktop procedures and project plans, communicate with Line of Business and firm partner (Compliance, Legal, Risk) stakeholders, and review and update policy & procedure documentation. The incumbent will also support reviewing trade exceptions to policy and providing rejection/approval responses, help operationalize expansion activities within the office, lead more junior team members, and interact with senior management across the enterprise.
Qualifications
Bachelors degree or the equivalent combination of education and experience is required. A degree in computer science or a related discipline preferred. 5-7 years of experience preferred. Experience in the securities or financial services industry preferred. Excellent oral and written communication skills, an ability to self-manage one’s own work, demonstrate organizational skills and a heightened sense of attention to detail, and be able to work on multiple projects at a given time preferred.
BNY Mellon is an Equal Employment Opportunity/Affirmative Action Employer.
Minorities/Females/Individuals With Disabilities/Protected Veterans.
Our ambition is to build the best global team – one that is representative and inclusive of the diverse talent, clients and communities we work with and serve – and to empower our team to do their best work. We support wellbeing and a balanced life, and offer a range of family-friendly, inclusive employment policies and employee forums.
Primary Location: United States-Pennsylvania-Pittsburgh
Internal Jobcode: 70391
Job: Operations
Organization: Control Functions-HR17866
Requisition Number: 2106684
Apply for this job with BNY Mellon
Apply now →
By clicking the "Apply now" button, you'll be leaving Fazow and going to an external job application page for this company.
Please research all companies before applying. When applying for jobs, you should NOT have to pay to apply.
Fazow accepts no liability or responsibility as a consequence of any reliance upon information on external sites or in jobs listed on fazow.com.